1.7.1 Medico-Legal Issues in Psychiatry

Medico-Legal Issues in Psychiatry include Abuse of Vulnerable Adults, Management of Finance and Property, Driving and Mental Disorder, and the Assessment of Capacity to Make Health, Social Care and Civil Decisions

In the intricate landscape of psychiatry, medico-legal considerations are central to the provision of ethically sound and legally compliant care. A comprehensive understanding of these issues ensures that doctors can navigate challenges while upholding patient rights. This educational piece delves into some of the pertinent medico-legal issues in psychiatry, focusing on the abuse of vulnerable adults, the management of finance and property, and the interplay between driving and mental disorders.

Abuse of vulnerable adults:

  • Definition: Vulnerable adults are individuals aged 18 or over who may be unable to protect themselves from harm or exploitation due to disability, age, or illness.
  • Responsibilities:
    • Psychiatrists must be vigilant for signs of abuse, be it physical, emotional, sexual, financial, discriminatory, or neglect.
    • If there’s a suspicion of abuse, it is obligatory to report it, adhering to safeguarding protocols.
  • Legal Framework: The Care Act 2014 underscores the duty of care health professionals have in ensuring the wellbeing of vulnerable adults, setting clear guidelines for safeguarding them.

Management of finance and property:

  • Definition: Some individuals with mental disorders may be unable to manage their finances or property due to their illness.
  • Responsibilities:
    • If a patient is deemed lacking capacity, doctors might be involved in assessments determining the patient’s ability to handle finances.
    • Psychiatrists should collaborate with families and legal professionals to ensure the best interests of the patient.
  • Legal Framework: The Mental Capacity Act 2005 provides the legal grounding for making decisions on behalf of those who lack capacity. It establishes the principle that any act done or decision made under the act for or on behalf of a person who lacks capacity must be in their best interests.

Driving and mental disorder:

  • Definition: Certain mental disorders might impair an individual’s ability to drive safely.
  • Responsibilities:
    • Doctors have an obligation to inform patients of potential risks their mental condition poses to their driving abilities.
    • In some circumstances, there is a legal obligation to notify the DVLA (Driver and Vehicle Licensing Agency) if a patient is unfit to drive, though ideally, this should be done by the patient.
  • Legal Framework: The Road Traffic Act 1988 stipulates that those suffering from a mental disorder that impairs their driving should not drive. The DVLA provides clear guidance on various conditions and their implications for driving.

Capacity

Assessing the capacity to make decisions is an important part of mental health and social care practice. Capacity assessments are used to determine whether an individual has the ability to make decisions about their own health, social care, and civil matters, and to identify the level of support they may need to make these decisions. Here are some key issues and academic references to consider:

Legal framework:

  • The Mental Capacity Act (2005): This UK law sets out the legal framework for assessing capacity, and includes provisions for determining when a person lacks the capacity to make a decision, and for making decisions in their best interests if they lack capacity.
  • The United Nations Convention on the Rights of Persons with Disabilities (2006): This international treaty sets out the rights of people with disabilities, including the right to make decisions about their own lives and to have their decisions respected.

Capacity assessment tools:

  • The Mental Capacity Act (2005) Code of Practice: This provides guidance for practitioners on how to assess capacity, including the use of functional tests to assess an individual’s ability to understand, retain, use, and weigh up information.
  • The Mini-Mental State Examination (MMSE): This is a commonly used tool for assessing cognitive function, including orientation, memory, attention, and language skills, and can be used as part of a capacity assessment.
  • The Assessment of Capacity in Everyday life (ACE) tool: This is a tool specifically designed to assess capacity in relation to everyday activities, such as managing finances, making decisions about social activities, and accessing healthcare.

Ethical considerations:

  • The need to ensure that individuals are supported to make decisions for themselves where possible and that any interventions are in their best interests.
  • The importance of respecting individuals’ autonomy and right to self-determination, even if they are deemed to lack the capacity to make a particular decision.

Capacity Assessment

Capacity assessment in the UK is based on the principles set out in the Mental Capacity Act 2005 (MCA). This law provides a legal framework for assessing capacity and making decisions in the best interests of individuals who lack capacity. The following is a general overview of the process of capacity assessment in the UK:

  1. Presumption of capacity: The MCA presumes that every adult has the capacity to make decisions for themselves unless there is evidence to suggest otherwise. The starting point for any capacity assessment is therefore to assume that the individual has capacity unless there are reasonable grounds to believe otherwise.
  2. Functional test of capacity: If there are concerns about an individual’s capacity to make a particular decision, a functional test is used to assess their ability to understand, retain, use, and weigh up information relevant to that decision. This involves assessing whether the individual can:
  • Understand the information relevant to the decision
  • Retain the information long enough to make the decision
  • Use or weigh up the information to arrive at a decision
  • Communicate the decision in some way (e.g. verbally, by pointing, etc.)
  1. Decision-specific assessment: Capacity is decision-specific, which means that an individual may have the capacity to make some decisions but lack the capacity to make others. Capacity assessments should therefore be focused on the specific decision at hand.
  2. Best interests decision-making: If an individual is found to lack the capacity to make a particular decision, then decisions must be made in their best interests, taking into account any relevant factors, including the individual’s wishes, feelings, beliefs, and values.

Capacity assessments can be complex and require the involvement of professionals with specific training and expertise, such as psychiatrists, psychologists, social workers, and other healthcare professionals. The MCA also includes a code of practice that provides guidance for professionals on how to conduct capacity assessments and make decisions in the best interests of individuals who lack capacity.

References:

  1. Mental Capacity Act (2005). Available at: https://www.legislation.gov.uk/ukpga/2005/9/contents
  2. United Nations Convention on the Rights of Persons with Disabilities (2006). Available at: https://www.un.org/development/desa/disabilities/convention-on-the-rights-of-persons-with-disabilities.html
  3. Mental Capacity Act (2005) Code of Practice. Available at: https://assets.publishing.service.gov.uk/government/uploads/system/uploads/attachment_data/file/497253/Mental-capacity-act-code-of-practice.pdf
  4. Mini-Mental State Examination (MMSE). Available at: https://www.dementiatoday.net/wp-content/uploads/2012/01/MMSE.pdf
  5. Assessment of Capacity in Everyday life (ACE) tool. Available at: https://journals.sagepub.com/doi/pdf/10.1177/0269215512450346
  6. Mental Capacity Act (2005). Available at: https://www.legislation.gov.uk/ukpga/2005/9/contents
  7. Care Act (2014). Available at: https://www.legislation.gov.uk/ukpga/2014/23/contents/enacted
  8. Court of Protection. Available at: https://www.gov.uk/courts-tribunals/court-of-protection
  9. Road Traffic Act (1988). Available at: https://www.legislation.gov.uk/ukpga/1988/52/contents
  10. NICE guidelines on mental health and driving (2018). Available at: https://www.nice.org.uk/guidance/ng77